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  DateDocument Type Title Issuer/Entity
28 Mar 2024 Rating Action Moody's affirms ratings of Raymond James (senior unsecured at A3), outlook stable Raymond James Financial, Inc.
06 Mar 2024 Issuer In-Depth Retail & Independent Brokers - US: Q4 2023: Despite expense heavy Q4, peer group enters 2024 with record client assets, stabilized client cash balances Charles Schwab ...
LPL Holdings, I...
Oppenheimer Hol...
Raymond James F...
15 Dec 2023 Rating Action Moody's upgrades Black Knight's senior unsecured notes to Baa3 from Ba3, concluding review; outlook is stable Black Knight, I...
Intercontinenta...
11 Dec 2023 Announcement of Periodic Review Moody's announces completion of a periodic review for a group of North American Banks AgFirst Farm Cr...
AgriBank, FCB
Allfirst Prefer...
Allfirst Prefer...
Ally Bank
Ally Financial ...
Amarillo Nation...
American Expres...
American Expres...
American Expres...
...
20 Nov 2023 Issuer In-Depth Retail & Independent Brokers - US: Q3 2023: Higher markets support advisory fees; client cash levels continue to decline toward baseline Charles Schwab ...
LPL Holdings, I...
Oppenheimer Hol...
Raymond James F...
08 Sep 2023 Announcement Moody's says Black Knight's ratings remain on review for upgrade following acquisition by Intercontinental Exchange pending review of business plan Black Knight, I...
Intercontinenta...
14 Aug 2023 Issuer In-Depth Retail & Independent Brokers - US: Q2 2023: Interest rate benefits recede as client cash sweep balances decline Charles Schwab ...
LPL Holdings, I...
Oppenheimer Hol...
Raymond James F...
31 May 2023 Issuer In-Depth Retail & Independent Brokers – US: Q1 2023: Strong interest-based revenue continues to support high profitability Charles Schwab ...
LPL Holdings, I...
Oppenheimer Hol...
Raymond James F...
19 May 2023 Credit Opinion Raymond James Financial, Inc.: Update to credit analysis Raymond James Financial, Inc.
05 May 2023 Announcement of Periodic Review Moody's announces completion of a periodic review for a group of Securities Industry issuers Aretec Group, I...
Cboe Global Mar...
Charles Schwab ...
Citadel Securit...
Citadel Securit...
Citadel Securit...
Citadel Securit...
CME Group Inc.
Coinbase Global...
CTC Holdings, L...
...
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